Chapter XIX
Government dissolves when legislative is altered or acts against trust; people then restore liberty and create new government.
42 argumentative units
- 01Definition: dissolution of society vs. dissolution of government
Locke distinguishes between the dissolution of the political society itself (which occurs through foreign conquest) and the dissolution of government (which can happen in other ways). The former necessarily entails the latter.
- 02First cause of internal government dissolution: legislative is altered
The legislative is the soul of the commonwealth, and when it is broken or dissolved, the government cannot subsist. When unauthorized persons make laws or when the established legislative is changed, the people are freed from obedience and may constitute a new legislative.
- 03Hypothetical example: a mixed form of government
Locke posits a government with three distinct parts: a hereditary executive with power to convoke and dissolve the other two; an assembly of hereditary nobility; and an assembly of representatives chosen by the people. This serves as the basis for examining specific ways the legislative is altered.
- 04First way legislative is altered: prince sets up arbitrary will as law
When a prince enforces his own arbitrary will in place of the laws enacted by the legislative, the legislative is effectively changed because the executed rules are no longer those the society authorized.
- 05Second way legislative is altered: prince hinders assembly or free deliberation
The legislative is altered when the prince prevents it from assembling or acting freely, since the essence of the legislative consists not in mere names but in the actual exercise of power with freedom of debate.
- 06Third way legislative is altered: electors or elections are altered without consent
When the prince changes the manner or persons of election without the people's consent and against their common interest, the legislative is altered because those chosen are not the representatives the people authorized.
- 07Fourth way legislative is altered: delivery of people to foreign power
When the prince or legislative delivers the people into subjection to a foreign power, the legislative is dissolved because the end for which people entered society—to remain an independent community governed by their own laws—is destroyed.
- 08Explanation: why prince, not people, bears responsibility for such dissolutions
The prince bears primary responsibility for altering the legislative because he has force, treasure, and offices at his disposal, can act under pretense of authority, and can suppress opposition, whereas the people cannot attempt such changes without open rebellion.
- 09Fifth cause of dissolution: executive abandons enforcement of laws
When the supreme executive power neglects and abandons the execution of laws, the government dissolves into anarchy because laws without execution cannot bind society together or secure men's rights.
- 10People's right to erect new legislative when government dissolves
When government is dissolved, the people are at liberty to establish a new legislative differing in persons or form, as this is the society's original right to preserve itself. The people should act before tyranny becomes complete, not after they are enslaved.
- 11Second cause of dissolution: legislative acts contrary to its trust
The legislative acts against its trust when it endeavors to invade the property of subjects and make themselves or others arbitrary masters over the lives and liberties of the people.
- 12Principle: property is the foundation of civil society and legislative authority
Men enter society to preserve property, and authorize a legislature to make laws protecting it. When legislators attempt to destroy property or reduce people to arbitrary power, they breach their fundamental trust and the people are absolved of obedience and may establish a new legislative.
- 13Executive's specific breaches of trust
The executive breaches trust by setting up arbitrary will as law, or by corrupting representatives and manipulating elections to place loyalists in the legislative, which poisons the source of public security and is the greatest breach of trust.
- 14Objection: laying government in the people's opinion invites ruin
An objector argues that because people are ignorant and discontented, founding government on their uncertain will exposes it to certain destruction and no government can subsist if people can change it at will.
- 15Response: people are reluctant to change established forms
Locke responds that people are actually very reluctant to abandon their familiar constitutions even when faults exist, and historical examples show people repeatedly return to their old forms of government despite provocations.
- 16Objection: hypothesis lays ferment for frequent rebellion
An objector warns that Locke's doctrine creates opportunity for rebellion whenever malcontents wish. Locke responds that miserable people will rebel regardless of theory; the doctrine only names what actually happens.
- 17Response: revolutions occur only after long train of abuses becomes visible
Locke argues that people endure great mistakes in governance without resistance, but when a long train of abuses and artifices makes an evil design visible, they rightly seek to place rule in hands that will preserve government's ends.
- 18Doctrine of resistance is the best fence against rebellion
Locke argues that acknowledging the people's right to resist and establish new government is the best means to prevent rebellion, because it shows would-be tyrants the danger of their course and deters those most tempted to it.
- 19Definition: true rebels are those who alter or abuse the legislative
Those who by force alter the established legislative or legislate contrary to their trust are the true rebels, because they reintroduce the state of war and destroy the authority the people consented to.
- 20Objection: doctrine may occasion civil wars and disorder
An objector argues that telling people they may resist illegal attacks on their liberty when it may cause civil war is destructive to peace. Locke responds that this is like saying honest men should not resist robbers to maintain peace.
- 21Principle: the end of government is the good of mankind
Locke asserts that the end of government is mankind's good, and asks which better serves it: people always exposed to tyranny, or rulers sometimes liable to opposition when they exceed their power.
- 22Response: mischief only arises when design is manifest to the people
Locke contends that mischief from resistance only occurs when rulers create conditions making evil designs visible; particular examples of injustice do not move people to resistance, but when they universally perceive designs against their liberties, those who created such suspicion are to blame.
- 23Historical appeal: which causes more disorder, oppression or disobedience?
Locke leaves to impartial history the question of whether disorder more often originates in popular disobedience or in rulers' insolence and desire for arbitrary power, asserting that whoever by force invades the rights of princes or people is guilty of the greatest crime.
- 24Principle: magistrates do not have privileged immunity from resistance
Though all agree subjects and foreigners may resist force against property, some deny magistrates may be resisted in the same way. Locke argues magistrates' offense is greater because they benefit from the law they break and betray their trust.
- 25Principle: force without right creates state of war and right to resist
Whoever uses force without legal right puts himself into a state of war, canceling all former ties and giving everyone a right to defend themselves. Even Barclay, a champion of absolute monarchy, admits in some cases people may resist their king.
- 26Extended quotation from Barclay in Latin on resistance
Locke extensively quotes Barclay's own argument that if a king tyrannizes over the whole people intolerably, they have a right to resist and defend themselves, though only to defend, not to attack or revenge.
- 27English translation of Barclay's concession on self-defense
The translation clarifies that Barclay allows self-defense as part of natural law and acknowledges the community may resist even a king, but only to defend themselves, not to attack or revenge, and only when tyranny is intolerable.
- 28Acknowledgment of Barclay's concession
Locke notes that Barclay, as a great advocate of monarchical power, nonetheless allows of resistance, establishing that the question is one of degree and circumstances, not principle.
- 29Critique of Barclay's limitations on resistance
Locke critiques Barclay's requirement that resistance be with reverence and without retribution as impractical and absurd, arguing one cannot effectively resist force without striking back, and that resistance necessarily levels the parties and cancels former relations of superiority.
- 30Response to claim that inferiors cannot punish superiors
Locke argues that when resistance occurs, it creates a state of war that levels the parties and cancels former hierarchy, giving the justified resister a right to punish the unjust aggressor.
- 31Latin quotation: Barclay's two cases when king ceases to be king
Locke quotes Barclay's own argument that a king may lose his authority in two cases: when he designs to destroy the commonwealth, or when he subjects his kingdom to foreign dominion.
- 32Translation of Barclay's two cases of forfeiture
Barclay acknowledges that a king ceases to be a king and can be resisted if he designs to destroy the commonwealth (illustrated by Nero and Caligula) or if he subjects his kingdom to another power.
- 33Extraction of the principle from Barclay: breach of trust
Locke extracts from Barclay's cases the underlying principle that wherever authority ceases, kingship ceases, and the breach of trust in failing to preserve the government form and the public good is what matters.
- 34Further principle from Barclay: resistance may prevent intended mischief
Locke notes that Barclay allows resistance to prevent designed mischief before it occurs, and that neglect of the public good is evidence of tyrannical design, justifying resistance.
- 35The true ground of right to resist: loss of liberty, not change of governors
Locke argues that what matters is whether people's liberty is violated, not whether they are enslaved by their own nation or a foreign one. The injury lies in loss of liberty, against which people have a right of defense.
- 36Appeal to historical authorities: Bilson, Bracton, Fortescue, Hooker
Locke cites various English authorities including bishops, legal writers, and Hooker to show that the principle that princes may forfeit their power is not new or radical but well-established.
- 37Condemnation of contrary doctrine as new and dangerous
Locke condemns the opposite doctrine (absolute obedience) as new, dangerous, and destructive to both rulers and people, having never been tolerated before and deserving to be abhorred.
- 38Question: who judges whether rulers act contrary to trust?
The common objection asks who judges whether the prince or legislative breaches its trust. Locke replies that the people must judge, as the one who delegates power must retain power to discard an unfaithful trustee.
- 39Ultimate judgment: each person judges, final appeal to heaven
The question of judgment does not mean there is no judge; God in heaven is the ultimate judge, but each person judges for themselves whether another has put them in a state of war, and may appeal to God as supreme judge.
- 40When law is silent: the body of people is proper judge
When a dispute arises between prince and people on matters where law is silent or doubtful and of great consequence, the body of the people is the proper judge of whether the prince acts within his trust, as they originally lodged that trust.
- 41When people are denied judgment: appeal lies only to heaven
If the prince refuses the appeal to the body of the people, no earthly judge remains and force becomes properly a state of war in which only appeal to heaven is possible, and the injured party must judge when to make that appeal.
- 42Conclusion: political power remains in the community
Locke concludes that the power individuals give to society can never revert to them while society lasts—it remains always in the community. Once the legislative is established, it does not revert to the people unless its duration was limited or it forfeited power.