Book VI
Discusses practical measures for preserving democracy and oligarchy, including magistracies, judicial systems, and property regulations.
97 argumentative units
- 01Recapitulation of prior discussions
Aristotle recalls that he has already examined the supreme council, magistrates, judicial systems, and causes of governmental change and preservation.
- 02Necessity of detailed inquiry into each form
Since there are multiple species of democracies and other states, one must examine each type's characteristics and the combinations of governmental elements that alter the form of government.
- 03Method: examine democracy first
Aristotle proposes to examine democracy first, which will clarify its opposite (oligarchy), by studying all component parts whose combinations create different species of democracy.
- 04Two causes of multiple democracies
There are two reasons for different types of democracy: variations in the population composition (farmers, mechanics, servants) and variations in which democratic features are present in each state.
- 05Founders' characteristic error
State founders attempt to include all similar elements in their plans but make characteristic errors in doing so, as previously discussed regarding preservation and destruction of governments.
- 06Liberty as foundation of democracy
Democracy is founded on liberty, understood as alternating rule and being ruled, with power based on numerical equality rather than merit.
- 07Two aspects of democratic liberty
Democratic liberty comprises two components: alternating rule and ruling based on numbers, and the right to live as one chooses free from constraint except by rotation.
- 08Rules deriving from liberty principle
From the principle of liberty, Aristotle derives specific rules: magistrates chosen from all people by lot (except technical offices), short tenures, broad judicial participation, and supremacy of the public assembly.
- 09Senate and compensation in democracy
A senate suits democracy best when citizens are unpaid; if paid for assembly attendance, the people will appeal all cases and undermine the senate's power.
- 10Compensation for officials and magistrates
When possible, all citizens with public roles should be paid; at minimum, magistrates, judges, senators, and assembly members should receive compensation.
- 11Social composition of democracy
Democracy is characterized by government in the hands of those of low birth, poor circumstance, and mechanical occupations, in contrast to oligarchy.
- 12Prohibition of lifetime offices in democracy
No office should be held for life in a democracy; if any remain from prior systems, their power should be gradually diminished and replaced by lot-based selection.
- 13Numerical equality as core democratic principle
All members of the state should enjoy equality based on numbers, not worth, which constitutes the essence of democracy and preserves both equality and liberty.
- 14Problem of implementing equality
Aristotle raises the question of how to achieve equality: whether five hundred rich should equal a thousand poor, or whether to divide equal numbers from each group to select magistrates.
- 15Two opposing claims about justice
Democrats claim majority approval determines justice; oligarchs claim property value determines it; both positions are unjust as they can lead to tyranny or confiscation.
- 16Proposed resolution: consensus of both groups
True equality comes from principles both groups accept; when city contains rich and poor, establish what both approve, or what the greater part approves according to weighted census.
- 17Practical difficulty of implementation
Although determining what is equal and just is difficult, persuading the powerful to follow such principles is harder still, since the weak desire equality while the powerful disregard it.
- 18Four kinds of democracies
Aristotle identifies four types of democracies, with the best composed of farmers as the majority, being the most ancient form.
- 19Why farmer-based democracy is best
Democracy of farmers is best because they lack leisure for constant assembly attendance, desire riches over honor, will not envy superiors, and are satisfied with election rights and magistrate oversight.
- 20Character traits supporting farmer democracy
Farmers throughout history tolerated tyranny and oligarchy if left to their occupations and property; having election and censorial rights over magistrates satisfies their honor desires.
- 21Variant: representation with farmer participation
Some states grant only a representative body election rights while the commons retain deliberative power, as at Mantineia, which constitutes a valid democratic species.
- 22Practices appropriate to farmer democracy
Farmer democracies should allow people to censure magistrates after office and judge all causes; chief magistrates should be elected by census or ability, ensuring best-qualified leaders without popular envy.
- 23Why checks on magistracy prevent misconduct
Making magistrates subject to oversight prevents them from exercising unlimited power, which would unleash the evil tendencies present in all humans.
- 24Why this is the best democracy
This type is best because the people have appropriate powers and the magistracy is filled by principal persons while the people are not oppressed.
- 25Land laws preserving farmer democracy
To establish farmer democracy, ancient laws limiting land possession and preventing sales or accumulation through usury prove universally useful.
- 26Example of Aphutaeans' property regulation
The Aphutaeans divided limited land so that poor had more power than rich by census, demonstrating how property laws can serve democracy.
- 27Shepherds as second-best democratic base
Shepherd and herder populations rank second to farmers as democratic bases, sharing farmers' qualities and producing excellent soldiers.
- 28Mechanical classes as inferior democratic base
Mechanics, traders, and hired servants form inferior democracies with wretched lives; they frequent assemblies readily but lack farmers' virtues.
- 29Geographic conditions for stable democracy
When land extends far from the city, stable democracy requires country dwellers' participation, even when urban assembly mobs exist.
- 30Method of proceeding through democracies
Aristotle recommends proceeding from the best democracy to others by separating the meanest people from the rest.
- 31Character of the worst democracy
The worst democracy grants every citizen equal share in all administration; it is difficult to preserve without strong legal and moral support.
- 32Demagogues' strategy of expanding citizenship
Leaders of extreme democracy expand citizenship to include all free-born and those with citizen parents, making the state more democratic.
- 33Limits on expanding democratic participation
Expansion should continue only while commons exceed nobles and middle rank; beyond this, disorder ensues and provokes noble resentment and insurrection.
- 34Clisthenes' method of unifying the people
To increase popular power, institute multiple tribes and fraternities, reduce private religious rites, expand common rites, and blend the people together.
- 35Tyrannical practices suited to extreme democracy
Extreme democracy tolerates licentiousness in slaves, women, and children to a degree, and allows everyone to live as they choose, which supports the government.
- 36Goal is stability, not purity of form
Legislators should aim to preserve government stability rather than perfect its theoretical form; any state persists briefly, but longevity requires careful preservation.
- 37Avoid practices that worsen governmental form
What contributes to governmental stability matters more than what makes it purer; practices making democracies more purely democratic may harm their preservation.
- 38Problem of confiscation in courts
Demagogues flatter the people through frequent property confiscations in courts; true statesmen should prevent this to avoid condemning the rich and destabilizing the state.
- 39Solution: sacred use of confiscations
Confiscated property should go to sacred uses rather than the treasury, so the accused faces same punishment and the people gain no profit from condemning others.
- 40Reduce litigation and prosecutions
Minimize public cases and severely punish those who rashly bring actions; prosecutions target nobles, so fellow citizens should not treat the powerful as enemies.
- 41Payment for assembly as double-edged sword
Many modern democracies require payment to attract assembly attendance; without sufficient revenues this threatens the wealthy, forcing destructive taxes and corrupt courts.
- 42Solution: fewer, larger courts of short duration
With limited revenues, have fewer assemblies and courts; but give courts extensive jurisdiction and limit sittings to few days, benefiting both rich and justice.
- 43Policy when revenues are adequate
With sufficient revenues, avoid dividing money in doles that create endless demand; instead accumulate funds and distribute lump sums enabling poor to own land or learn trades.
- 44Graduated fund distribution by tribes
If funds insufficient for all to receive substantial amounts simultaneously, distribute by tribes or other divisions until all receive enough for productive work.
- 45Nobles should pay for necessary labor
The wealthy should compensate the poor for necessary work but not for idle entertainments.
- 46Carthage's example of colonial expansion
Carthage preserved popular affection by continually sending colonists abroad, maintaining sufficient conditions for the masses.
- 47Alternative: nobles adopt and employ poor
A generous nobility can maintain popular affection by dividing the poor among themselves, supplying necessities and inducing work.
- 48Tarentum's example of shared resources
Tarentum won popular affection by allowing the poor to share common necessities.
- 49Mixed selection: vote and lot
Some magistrates should be elected by vote for good governance, others by lot so the people share administration.
- 50Summary: democracy establishment
Aristotle concludes his account of how democracies ought to be established.
- 51Oligarchy as inverse of democracy
To frame an oligarchy, use principles diametrically opposite to some species of democracy.
- 52Best oligarchy: two-census system
The best oligarchy approaches a free state with two census levels: the lower qualifies for ordinary offices, the higher for supreme magistracies, with those in the lower census superior to the excluded.
- 53Worst oligarchy requires most care
The oligarchy most opposite to pure democracy and closest to tyranny is worst and requires the greatest care to preserve, just as diseased bodies need more attention than healthy ones.
- 54Oligarchy preservation through order
A large population preserves democracy because it opposes rank-based rights; conversely, oligarchy preservation depends on proper regulation of different social orders.
- 55Four classes and four military types
The four social classes—farmers, mechanics, traders, servants—correspond to four military divisions: cavalry, heavy-armed, light-armed, and sailors.
- 56Cavalry warfare and oligarchy
Where cavalry dominates, a powerful oligarchy can be easily established, since only the wealthy can afford horsemen.
- 57Heavy-armed troops and weaker oligarchy
Where heavy-armed troops dominate, an inferior oligarchy can be established, as these soldiers are typically propertied persons.
- 58Light-armed and sailors support democracy
Light-armed and sailor forces support democracy; when numerous, they can defeat the wealthy in insurrections.
- 59Light-armed troops' military advantages
Light-armed soldiers are effective against cavalry and heavy-armed forces; they give the populace advantage in insurrections.
- 60Oligarchy should not recruit light-armed
An oligarchy should avoid forming light-armed troops, as doing so creates a democratic force within its own body.
- 61Youth training in military exercises
Fathers should teach youth light exercises when young, then perfect them in all warlike exercises when grown.
- 62Oligarchy admission criteria
In oligarchy, popular admission should be regulated by census (as at Thebes, by time away from mechanical work, or as at Massalia, by merit).
- 63Make magistrate duties explicit
High magistrates' public obligations should be expressly defined to discourage common people from desiring those offices and to generate favor toward magistrates.
- 64Magistrate magnificence and public benefit
Magistrates should make magnificent sacrifices and erect public structures, so the people enjoy entertainment, see city beautified, and witness governmental stability.
- 65Noble generosity recorded through structures
Public works and votive gifts in temples preserve memory of noble generosity.
- 66Modern oligarchs pursue gain over honor
Current oligarchs pursue gain rather than honor, making their governments resemble petty democracies rather than proper oligarchies.
- 67Summary: democracy and oligarchy principles
Aristotle concludes his explanation of principles for establishing both democracies and oligarchies.
- 68General necessity of magistrates
Every state requires necessary magistrates; additional magistrates for dignity and order enable happiness.
- 69Magistrate numbers scale with city size
Small states need few magistrates; large states need many; some offices combine while others separate.
- 70Market regulators as first magistracy
The first necessary magistrate inspects markets and contracts, preserving order and satisfying the mutual wants that bind communities together.
- 71Urban infrastructure magistracy
A magistrate oversees public and private buildings, roads, and boundary markers to maintain city ornament and prevent disputes.
- 72Division of urban inspection duties
In large cities, urban inspection divides among separate officials for buildings, fountains, and harbors, called city inspectors.
- 73Country inspectors magistracy
Similar to city inspectors, country inspectors oversee land and woods outside the city.
- 74Revenue and distribution officers
Officers must be appointed to receive public revenue and distribute it to various state departments.
- 75Record-keeping officials
An officer enrolls private contracts, court sentences, and proceedings; sometimes this divides among many with one supreme officer, called proctors or notaries.
- 76Sentence execution as most necessary office
The most necessary yet difficult office oversees execution of sentences, payment of fines, and prisoner custody; without this, judgment becomes meaningless and society cannot subsist.
- 77Sentence execution office creates odium
Sentence execution is disagreeable and odious, so few accept it without high compensation, and those without proper incentive won't execute fairly.
- 78Separate judgment and execution offices
Judgment and execution should not be unified in one person but divided among magistrates to reduce odium and enable proper enforcement.
- 79Distribute fine collection duties
Fine collection and levy should be divided among different persons to reduce odium.
- 80Match judge age to cause type
Young judges should hear cases of young people; this principle extends to sentence and execution.
- 81Separating offices reduces odium and enforcement
When one person judges and executes, they become enemies to all; separation improves voluntary compliance with law.
- 82Athens example of separated execution
At Athens, the Eleven had custody of prisoners while others executed sentences, exemplifying prudent separation.
- 83Execution office should not be permanent
The execution office should not be permanently assigned to individuals; rather, young men should rotate through it, or a city guard should manage it.
- 84Execution office as essential magistracy
Execution office deserves attention equal to other necessary magistracies despite its unpopularity.
- 85Military magistrates and defense
Military magistrates must be skilled and faithful, overseeing city defense, walls, gates, and military organization in war and peace.
- 86Military command structure by force type
Military organization varies: small cities have one general; larger ones appoint distinct commanders for cavalry, heavy-armed, light-armed, and sailors, with sub-commanders forming an unified military body.
- 87Financial oversight magistrates
Since many magistrates handle public money, officers must audit accounts and correct mismanagement.
- 88Supreme magistrate and revenue
A supreme magistrate oversees all others and controls public revenue and taxes; presides over the assembly when supreme power is theirs; sometimes called preadvisers, or a council when many.
- 89Religious magistrates and functions
Priests and temple overseers manage religious functions and property, with roles distributed differently by state size.
- 90Officers of sacred sacrifices
Officers manage public sacrifices to tutelary deities that the laws do not entrust to priests, with different titles in different states.
- 91Enumeration of magistrate departments
Magistrate departments cover religion, war, taxes, expenditures, markets, public buildings, harbors, and highways.
- 92Court administrative and support personnel
Courts require scribes for recording contracts, guards for prisoners, enforcement officers, counsel on both sides, and supervisors of decision-makers.
- 93Advisors on public affairs
Magistrates provide advice on public matters.
- 94Specialized magistrates in wealthy states
Wealthy states with leisure for detail require specialized magistrates: governors of women, law enforcers, educators of boys and their gymnastic trainers, theater and spectacle overseers.
- 95Women governors: class-dependent necessity
Governors of women are not universally necessary; the poor lack slaves and must use their families for servile work.
- 96Three types of supreme magistracy
Three magistracies can hold supreme power: guardians of laws (suit aristocracy), preadvisers (suit oligarchy), and senate (suits democracy).
- 97Conclusion on magistrates
Aristotle concludes his brief treatment of all necessary magistrates.