Papers 37-39: Convention's Difficulties and Objections
Madison addresses inherent difficulties in framing government and inconsistencies in opponents' objections.
65 argumentative units
- 01Purpose of remaining papers
Madison states that previous papers addressed defects in the Confederation, but the task remains incomplete without a thorough survey of the Constitution's work from all angles.
- 02Problem of lack of moderation in public judgment
Madison observes that public measures are rarely investigated with the moderation necessary for just judgment, and controversial measures tend to inflame rather than moderate passions.
- 03Identification of biased parties
Madison distinguishes between those predisposed to condemn the Constitution, those biased in its favor, and those capable of fair judgment.
- 04Defense of predetermined proponents' motives
Madison argues that those predisposed to support the Constitution may have done so from legitimate concerns about the critical situation, whereas opponents cannot claim such venial motives.
- 05Identification of intended audience
Madison clarifies that these papers address only those readers capable of fair judgment, combining genuine concern for the country with reasonable assessment of means.
- 06Call for reasonable candor from readers
Madison urges readers to examine the Constitution without expecting perfection and recognizing that the convention members, like all humans, were fallible.
- 07Introduction of inherent difficulties
Madison introduces the claim that the convention faced difficulties inherent in the very nature of their task, requiring allowances for errors.
- 08The novelty of the undertaking
Madison argues that creating a completely new form of government was unprecedented, with no reliable models since other confederacies had failed from the same defective principles.
- 09The core difficulty: combining stability, energy, and liberty
Madison identifies the central challenge of balancing energetic government necessary for security with republican principles of liberty, which pull in opposite directions.
- 10The difficulty of dividing federal and state authority
Madison argues that dividing power between federal and state governments is inherently difficult, comparable to challenges philosophers face defining mental faculties or natural boundaries.
- 11Analogy to difficulties in natural philosophy
Madison illustrates the general difficulty of defining boundaries through examples from natural science, where even the sharpest minds struggle to precisely distinguish categories.
- 12Transition from nature to human institutions
Madison argues that defining boundaries in human institutions is even harder than in nature since the obscurity arises from both the object itself and the imperfect human capacity to understand it.
- 13Historical evidence of difficulty in defining governmental powers
Madison points to the failure of even the most experienced nations to clearly distinguish legislative, executive, and judicial powers or to define various legal jurisdictions.
- 14Continuing difficulty in legal and jurisdictional definitions
Madison documents how even Great Britain, despite centuries of effort, has failed to precisely establish the extent of common law, statute law, maritime law, and the jurisdictions of various courts.
- 15The problem of language in definitions
Madison argues that language itself creates additional difficulty in definitions since no language can precisely match complex ideas, and words often equivocally denote multiple meanings.
- 16Three sources of vague definitions
Madison summarizes three fundamental sources of definitional obscurity: indistinctness of the object, imperfection of human conception, and inadequacy of linguistic expression.
- 17Interference from large and small state pretensions
Madison adds that the convention faced additional difficulty from conflicts between large and small states over representation, forcing compromises that sacrificed theoretical propriety.
- 18Other combinations and regional conflicts
Madison notes that beyond state size, differences in local position and policy created additional factional difficulties that hindered the convention's work.
- 19Wonder at achieving unanimity despite difficulties
Madison shifts from documenting difficulties to expressing astonishment that the convention overcame so many obstacles and achieved near-unanimous agreement.
- 20Attribution to divine assistance
Madison suggests that the convention's success can only be explained by providential intervention, the 'finger of that Almighty hand' extended to relieve the nation.
- 21Historical precedent of failed reformations
Madison cites the history of councils and consultations among mankind for reconciling differences, showing that they typically result in faction, contention, and disappointment.
- 22Two conclusions about the convention's achievement
Madison draws two conclusions: the convention was exempt from party animosity, and delegates accommodated themselves to the final act or sacrificed private interests for the public good.
- 23Historical anomaly of collective constitutional framing
Madison observes that historically, governments have been framed by individual lawgivers rather than assemblies, citing examples from Minos to Solon to Lycurgus.
- 24Examples of individual lawgivers from ancient history
Madison provides a series of historical examples showing that Crete, Athens, Sparta, Rome, and confederate governments were all founded by individual wise men rather than assemblies.
- 25Question of legitimacy of these lawgivers
Madison notes that the legitimate authority these lawgivers possessed varies by case, though some like Solon and Draco had clear popular mandate.
- 26Paradox of people entrusting liberty to single legislator
Madison poses the paradox that liberty-loving Greeks entrusted their destiny to single individuals, suggesting they feared discord among many counselors more than tyranny from one person.
- 27Difficulties faced by ancient reformers
Madison demonstrates that even celebrated reformers like Solon and Lycurgus faced severe difficulties and used questionable methods—compromise and even violence—to implement reforms.
- 28Inference about errors in the Convention's plan
Madison argues that errors in the Constitution, if any, likely result from defect of antecedent experience on this complicated subject rather than from carelessness or lack of investigation.
- 29Historical example from Articles of Confederation ratification
Madison notes that when the Articles of Confederation were ratified, states proposed numerous objections but failed to identify the actual radical defect that experience later revealed.
- 30How inflexibility was overcome in the Articles
Madison observes that state inflexibility over the Articles was overcome by the necessity of self-preservation during the Revolutionary War.
- 31Analogy of patient and physicians
Madison uses the analogy of a critically ill patient selecting physicians who unanimously agree on a diagnosis and remedy, then warning against following this advice.
- 32Application of analogy to America
Madison applies the patient-physician analogy directly to America, which faces a critical malady and has received unanimous expert advice but faces warnings against following it.
- 33Demonstration of opponents' disagreement on objections
Madison catalogs the numerous and contradictory objections from Constitution opponents, showing they cannot agree on what should be rejected or what should replace it.
- 34Detailed enumeration of contradictory objections
Madison provides an extensive list of specific, mutually contradictory objections regarding federal versus state power, representation, bills of rights, separation of powers, and government structure.
- 35Hypothetical second convention argument
Madison poses a thought experiment: if opponents formed a second convention to devise a better plan, they would disagree even more than the first convention did.
- 36Principle that imperfect better than worse
Madison argues that the Constitution need not be perfect, only better than what it replaces, using the analogy of trading brass for silver or gold despite alloy.
- 37Objections apply more heavily to current Confederation
Madison systematically demonstrates that every major objection to the Constitution applies with greater force to the existing Confederation.
- 38Objection that Confederation powers are lifeless
Madison addresses the objection that while the Confederation's mixed powers are dangerous, they are rendered harmless by the states' control of implementation.
- 39Confederation's internal contradiction
Madison argues that the Confederation absurdly declares certain powers necessary while making them nugatory, creating danger from discretionary exercise of undefined power.
- 40Excrescent power from western territories administration
Madison provides a specific example of how the Confederation has grown an excrescent power through administration of western territories without constitutional authority.
- 41Concentration of revenue and military power
Madison argues that Congress has assumed control of a rich territorial fund and formed new states without authorization, creating a dangerous concentration of independent revenue and troop-raising power.
- 42Inconsistency of those opposing new Constitution
Madison notes the inconsistency of those who tolerate this dangerous concentration of unauthorized power in Congress while opposing the Constitution's more limited grants of authority.
- 43Defense of Congress's measures
Madison clarifies that he does not blame Congress for exceeding constitutional limits, as public necessity compelled them to do so.
- 44Proof of government defect from usurpation
Madison concludes that Congress's unconstitutional actions are alarming proof of the danger from a government without regular powers commensurate to its needs.
- 45Transition to examining Constitution's republican character
Madison states that having established grounds for candid examination, the papers now proceed to evaluate the Constitution systematically.
- 46Republican form as essential requirement
Madison establishes that the Constitution must be republican in form, as no other form can be reconciled with American principles and the commitment to self-government.
- 47Problem of defining republican government
Madison argues that consulting political writers' usage of 'republic' provides no satisfactory definition, as the term has been applied to widely dissimilar governments including monarchies.
- 48Proposed definition of republican government
Madison proposes that a republic is a government deriving all powers from the people and administered by officials holding office for limited terms or during good behavior.
- 49Essential condition: derivation from the people
Madison emphasizes that it is essential that republican government derive from the great body of the people, not from an inconsiderable proportion or favored class.
- 50Sufficient condition: indirect appointment and limited tenure
Madison clarifies that indirect appointment by the people and fixed tenure is sufficient to maintain republican character, citing examples from state constitutions.
- 51Constitution conforms to republican standard
Madison argues that the proposed Constitution meets the republican standard: the House is directly elected, the Senate and President indirectly elected, and judges hold office during good behavior.
- 52Tenure of offices conforms to republican standard
Madison demonstrates that the Constitution's various tenure periods—two years for House, six for Senate, four for President—conform to republican models in state constitutions.
- 53Impeachment provision confirms republican character
Madison notes that the Constitution's provision for presidential impeachment is more rigorous than most state constitutions, further confirming republican character.
- 54Prohibition of nobility as proof of republicanism
Madison argues that the absolute prohibition of titles of nobility under federal and state governments provides decisive proof of the Constitution's republican character.
- 55Objection regarding federal versus national form
Madison addresses opponents' objection that the Constitution violates the federal form by creating a national government rather than a confederation of sovereign states.
- 56Three questions required to evaluate the objection
Madison proposes three inquiries: determining the real character of the government, the convention's authority to propose it, and whether duty supplied defect of authority.
- 57Five relations to examine government's character
Madison outlines five relations through which to assess the government's character: its foundation, sources of power, operation, extent of power, and amendment procedures.
- 58Foundation of Constitution is federal, not national
Madison argues that the Constitution's foundation is federal because it requires ratification by states as distinct political entities, not by a national majority.
- 59Ratification requires unanimous state consent
Madison clarifies that federal character is confirmed by ratification requiring unanimous consent of states, not majority of people or states.
- 60Sources of power are mixed federal and national
Madison analyzes the sources of power: the House is national (from the people), the Senate is federal (from states), and the Executive is compound (mixed features).
- 61Operation of powers is national
Madison argues that the government's operation is national because it acts on individual citizens in their capacities, though with some exceptions for state parties to disputes.
- 62Extent of powers is federal, not national
Madison contends that because the government's jurisdiction is limited to enumerated objects and leaves residuary sovereignty to states, its extent is federal, not national.
- 63Bounded jurisdiction as federal characteristic
Madison emphasizes that the Constitution's bounded jurisdiction distinguishes it from a truly national government with indefinite supremacy over all persons and things.
- 64Amendment procedure is neither wholly federal nor national
Madison argues that the amendment procedure requires more than a majority and counts states rather than citizens, making it partly federal but still permitting change without all states' consent.
- 65Constitution is a composition of federal and national elements
Madison concludes that the Constitution is neither purely federal nor purely national, but a composition: federal in foundation, mixed in power sources, national in operation, federal in extent, and mixed in amendment procedure.