Papers 15-22: Confederation's Defects
Detailed analysis of the existing Confederation's fundamental failures and lessons from historical confederacies.
83 argumentative units
- 01Restatement of Union's importance and preview of defects
Hamilton reminds readers that he has established Union's importance and will now examine the Confederation's insufficiency through facts and arguments, asking for patience with the length of the inquiry.
- 02Claim that even opponents admit Confederation has defects
Hamilton asserts that both friends and opponents of the Constitution agree the Confederation has material imperfections and that something must be done, though facts have forced this reluctant admission.
- 03Extended enumeration of Confederation's failures
Hamilton catalogs specific ways the Confederation has degraded national character: broken treaties, unpaid debts, territorial losses, weak military, failed commerce, and declining public credit.
- 04Exhortation to adopt Constitution as remedy
Hamilton urges citizens to break free from the faulty maxims that have brought them to crisis and adopt the proposed Constitution.
- 05Objection: opponents admit defects but reject remedy
Hamilton identifies the logical inconsistency in opponents' position: they acknowledge the Confederation's defects but refuse to grant federal government the powers needed to correct them.
- 06Definition of Confederation's fundamental vice
Hamilton identifies the core defect as legislation directed at states collectively rather than at individual citizens, which renders federal laws mere recommendations that states can ignore.
- 07Conceptual argument about nature of government
Hamilton argues that a true government must have laws with enforceable sanctions; without penalties, laws are only advice and cannot constitute government.
- 08Empirical claim about human nature and bodies of men
Hamilton asserts that past claims about states willingly complying based on common interest are naive, arguing from experience that bodies of men act with less rectitude than individuals and possess an inherent impatience with restraint.
- 09Analogy of confederate system to celestial mechanics
Hamilton uses the metaphor of subordinate spheres flying away from a common center to explain why states with sovereign power naturally resist federal control.
- 10Argument from practical execution failure
Hamilton demonstrates that if state legislatures must execute federal measures, they will judge those measures by parochial interest rather than national necessity, leading to inconsistent and failed execution.
- 11Historical narrative of progressive state defection
Hamilton traces how the requirement for thirteen states' agreement led to cascading defections, with non-complying states encouraging others to follow suit until the government nearly ceased functioning.
- 12Theorem linking legislation-for-states principle to anarchy
Hamilton asserts that the principle of legislating for states rather than individuals inevitably produces anarchy and delinquency in confederate systems, a fact confirmed by all confederate history.
- 13Argument that military enforcement would be impractical and destructive
Hamilton contends that using force to compel state compliance would either fail (if the Confederacy lacked sufficient military) or dissolve into civil war, making it an unreliable remedy.
- 14Comparison of violent vs. natural death of Confederacy
Hamilton distinguishes between the violent death that coercion would cause and the more gradual dissolution the system currently experiences through states' voluntary defection.
- 15Distinction between noncompliance and active resistance
Hamilton argues that when federal law acts directly on citizens rather than through state legislatures, states cannot quietly evade compliance but must openly usurp power, making such attempts rare and dangerous.
- 16Claim that federal government can handle individual resistance
Hamilton asserts that private sedition and minor insurrections can be suppressed by federal magistracy more effectively than by individual states, and that major revolutions exceed any government's capacity to prevent.
- 17Objection that federal legislation would enable federal overreach
Hamilton presents the objection that direct federal legislation over citizens would tempt the federal government to absorb state powers.
- 18Response: federal government has no motive to usurp local powers
Hamilton argues that domestic police, agriculture, and private justice hold no charms for ambitious federal leaders compared to commerce, finance, and war.
- 19Response: popular sovereignty would check federal excess
Hamilton asserts that the people of the states, through their elected representatives, would control any federal disposition toward usurpation.
- 20Theorem: state governments possess greater natural influence
Hamilton argues that state governments will naturally possess superior influence over citizens due to proximity and control of daily administration of justice, giving them advantage in resisting federal encroachment.
- 21Psychological principle about human attachment to local government
Hamilton grounds state advantage in human nature: people feel stronger affection for near objects than distant ones, making them biased toward local over national government.
- 22Claim that criminal and civil justice is most powerful source of attachment
Hamilton identifies ordinary administration of courts as the strongest tie binding people to government, and since states control this, they will naturally dominate loyalty.
- 23Contrast: federal operations benefit speculatively, not directly
Hamilton argues federal benefits are general and abstract, perceived only by educated observers, while state benefits are immediate and visible, giving states greater popular attachment.
- 24Historical analogy: feudal systems as confederacies
Hamilton compares feudal systems to confederacies, noting that when powerful vassals treated dependents justly, they resisted monarchical power, but when they oppressed dependents, those dependents joined the monarch against them.
- 25Historical example: Scottish clanship and crown power
Hamilton cites Scotland's history showing how clan loyalty made nobles stronger than the crown until union with England created a more rational system that subdued the aristocracy.
- 26Analogy: confederate states resemble feudal baronies
Hamilton argues that state governments in a confederation are like feudal baronies—naturally possessing popular loyalty and power, hence able to resist federal encroachment.
- 27Description of Amphictyonic confederacy structure
Madison and Hamilton describe the ancient Greek Amphictyonic council—its federal authority over independent city-states, powers of coercion, and theoretical sufficiency.
- 28Evidence: Amphictyonic theory failed in practice
Madison and Hamilton show that despite theoretical powers, Amphictyonic council failed because power was exercised by state deputies over states collectively, leading to domination by stronger members and internal discord.
- 29Historical lesson: weakness and ambition caused Amphictyonic collapse
Madison and Hamilton argue that the Amphictyonic confederacy failed because stronger members competed for dominance and jealousy prevented necessary reformation, leading to internal war and conquest by Macedon.
- 30Description of Achaean league structure and superiority
Madison and Hamilton describe the Achaean league as having a more intimate union and wiser organization than the Amphictyonic, with unified laws and a praetor, showing progress in confederate design.
- 31Evidence: Achaean league moderation exceeded other Greek cities
Madison and Hamilton cite historians showing that the Achaean league maintained more justice and order than cities governing alone, due to tempering by general authority.
- 32Achaean league's vulnerability to division and foreign power
Madison and Hamilton trace how the Achaean league, despite early reform, fell to internal divisions fostered by Macedon, then Rome, ultimately destroyed by foreign manipulation of state jealousies.
- 33Conclusion: history shows confederate tendency toward anarchy not tyranny
Madison and Hamilton conclude that the review of ancient confederacies demonstrates confederate systems tend toward anarchy among members rather than tyranny in the head.
- 34Historical description of Germanic system's feudal origins
Madison and Hamilton trace how the Germanic empire evolved from Charlemagne's unified realm through feudal decentralization, with vassals gradually achieving independence.
- 35Description of Germanic confederate structure
Madison and Hamilton describe the modern Germanic empire's structure—diet, emperor, and courts—and the constitutional powers supposedly delegated to these bodies.
- 36Evidence: Germanic structure fails due to principle of legislating for sovereigns
Madison and Hamilton argue that despite impressive constitutional powers, the Germanic system fails because it legislates for sovereigns rather than individuals, rendering it incapable of regulating members.
- 37Historical evidence of Germanic system's weakness and warfare
Madison and Hamilton chronicle Germanic history as a record of wars between emperor and princes, wars among princes, weak enforcement of requisitions, and general disorder.
- 38Example: coercive attempt in Donawerth illustrates vice
Madison and Hamilton cite the Donawerth case where the Duke of Bavaria used a coercive commission as pretext to conquer and annex the city, illustrating how military enforcement becomes instrument of usurpation.
- 39Explanation of Germanic system's continued existence
Madison and Hamilton explain that the Germanic system persists despite weakness because member states fear isolation, the emperor's separate power matters, and foreign powers prefer its weakness.
- 40Brief references to Poland and Swiss cantons
Madison and Hamilton mention Poland as an example of confederacy unfit for self-defense, and describe the Swiss cantons as barely constituting a confederacy, kept together only by geography and weakness.
- 41Description of Swiss confederate arrangement
Madison and Hamilton describe Swiss cantons' minimal common institutions—no treasury, troops, coin, or judiciary—held together by geography, religion, and mutual defense needs.
- 42Evidence: Swiss confederation fails when tested by serious disagreement
Madison and Hamilton show that the Swiss confederation failed when religious controversy created real discord, leading to separate cantons, separate diets, and separate alliances with foreign powers.
- 43Description of United Netherlands confederate structure
Madison and Hamilton describe the Netherlands as a confederacy of aristocratic republics, with complex requirements for unanimity among provinces and cities in major decisions.
- 44Description of stadtholder's executive and military powers
Madison and Hamilton detail the stadtholder's considerable prerogatives—settling provincial disputes, commanding federal troops, military appointments, and naval authority.
- 45Evidence: Netherlands exhibits imbecility, discord, and weakness
Madison and Hamilton state that despite theoretical sufficiency, the Netherlands exhibits practical weakness, provincial discord, foreign influence, and inability to enforce contributions.
- 46Evidence: Netherlands cannot enforce financial contributions
Madison and Hamilton demonstrate that the union's constitutionally required contributions have never been executed fully, with provinces waiving constitutional articles and Holland effectively subsidizing others.
- 47Evidence: foreign powers exploit Netherlands' need for unanimity
Madison and Hamilton explain how foreign diplomats exploit the unanimity requirement by tampering with provincial and city representatives, delaying treaties.
- 48Evidence: Netherlands frequently violates own constitution in emergencies
Madison and Hamilton show that the Netherlands has repeatedly exceeded constitutional bounds in critical situations, proving that weak constitutions must either usurp power or fail.
- 49Claim that stadtholder has prevented Netherlands dissolution
Madison and Hamilton argue that the stadtholder's influence in provinces has been necessary to prevent the confederacy's anarchic tendencies from dissolving it entirely.
- 50Observation that foreign powers necessitate union while exploiting it
Madison and Hamilton note that surrounding powers force the Netherlands to maintain some union while simultaneously using intrigue to maintain its internal vices and weakness.
- 51Evidence: Netherlands has failed four times to reform itself
Madison and Hamilton cite four extraordinary assemblies convened to reform the Netherlands' constitution, all failing to achieve necessary reforms due to public division.
- 52Observation on Netherlands' current calamities
Madison and Hamilton reflect that the Netherlands now suffers from popular convulsion, state dissension, and foreign invasion, illustrating the ultimate consequences of confederate defects.
- 53Summary principle derived from confederate history
Madison and Hamilton conclude that experience demonstrates a fundamental truth: legislating for communities rather than individuals substitutes violence for law and sword for magistrate.
- 54Identification of lack of constitutional sanction
Hamilton identifies the Confederation's want of any power to enforce obedience to its laws—it can neither levy penalties nor suspend privileges.
- 55Identification of lack of guaranty for republican governments
Hamilton identifies the want of federal guaranty for state republican governments, which could leave states vulnerable to domestic usurpation while union is powerless to help.
- 56Argument for guaranty's necessity and limits
Hamilton argues that guaranty is essential against violent usurpation but would not prevent peaceful constitutional reform, and that Massachusetts's recent troubles prove such dangers are real.
- 57Identification of quota system's fundamental unfairness
Hamilton argues that apportioning contributions by quotas based on land value or population cannot produce justice, as national wealth depends on countless complex factors.
- 58Argument that national wealth lacks common measure
Hamilton demonstrates through examples that wealth depends on innumerable factors—situation, soil, climate, government, genius of citizens—making any fixed quota rule impossible.
- 59Prediction of union's dissolution under quota system
Hamilton predicts that quota-based contributions would create such inequality that suffering states would abandon union, making the system self-defeating.
- 60Proposal for consumption taxes as alternative to quotas
Hamilton proposes that taxes on consumption naturally self-regulate and distribute more fairly than quotas because individuals pay according to their resources.
- 61Explanation of consumption tax's self-limiting feature
Hamilton argues that consumption taxes have a built-in limit—excessive taxes reduce consumption and collection, creating natural restraint on government excess.
- 62Proposal for direct tax apportionment by population
Hamilton suggests that direct taxes on land and buildings could be apportioned by population numbers, which he views as simpler and more certain than land valuation.
- 63Identification of want of commerce regulation power
Hamilton identifies the Confederation's lack of power to regulate commerce as a defect agreed upon by all parties, essential to managing trade relationships.
- 64Evidence: commerce power defect hampers foreign treaties
Hamilton explains that foreign nations refuse advantageous trade terms because they know states can violate federal agreements, making federal commerce authority essential.
- 65Evidence: lack of commerce regulation causes interstate conflicts
Hamilton shows that individual states' interfering regulations are causing disputes among states and warnings that without national control they will become sources of animosity.
- 66Identification of defect in army raising by state quotas
Hamilton identifies the practice of raising armies by demanding quotas from states as problematic, causing competition, excessive bounties, short enlistments, and poor discipline.
- 67Evidence: quota system creates unequal military burden
Hamilton explains that states near military theaters made greater efforts than distant ones, but unlike money, deficiencies in troops could not be tracked or recovered.
- 68Identification of equal state suffrage as unjust
Hamilton argues that giving equal votes to states of vastly different size and population violates republican principles of majority rule.
- 69Argument that logic and justice condemn equal suffrage
Hamilton contends that no logical argument can justify Rhode Island having equal power to Massachusetts, as it contradicts proportional representation.
- 70Objection and response regarding two-thirds requirement
Hamilton acknowledges that two-thirds requirement might seem to ensure majority states' interests, but demonstrates that nine states can include less than a majority of people.
- 71Claim that supermajority requirement is 'poison, not remedy'
Hamilton argues that requiring more than majority means giving minority negative power, making minority can block majority, producing delays and weak government.
- 72Argument that supermajority rule increases foreign corruption risk
Hamilton contends that supermajority requirement makes government more vulnerable to foreign bribery, as foreign powers need corrupt fewer representatives to obstruct action.
- 73Explanation of why republics are vulnerable to foreign corruption
Hamilton explains that unlike monarchs with personal interests in state glory, republican leaders can be tempted with personal rewards exceeding their stake in common good.
- 74Examples of foreign corruption in republics
Hamilton cites examples from ancient confederacies and modern republics (Netherlands, Sweden) showing historical prevalence of foreign powers purchasing republican leaders.
- 75Identification of want of federal judiciary
Hamilton identifies the want of a federal judiciary power as a significant defect, since laws require courts to interpret and apply them.
- 76Argument for necessity of supreme federal court
Hamilton argues that treaties must be uniform in application, requiring a supreme tribunal to ensure consistent interpretation and prevent contradictory state court rulings.
- 77Argument that state courts will prefer local interests
Hamilton contends that state courts will naturally defer to state authority and prefer state law over federal law, making federal supremacy impossible without a supreme federal court.
- 78Statement of union's treaty obligations vulnerable to state courts
Hamilton emphasizes that treaty enforcement rests on thirteen different state legislatures and courts, making union's faith and reputation hostage to every state's prejudices.
- 79Summary: Confederation is radically vicious and requires entire reconstruction
Hamilton concludes his review by asserting that the Confederation is so fundamentally defective that it admits of no amendment but complete change in its leading principles.
- 80Argument that Congress's single assembly is inadequate
Hamilton contends that a single assembly was appropriate for the weak powers previously delegated, but is unfit to exercise the additional powers necessary for a real government.
- 81Warning against accumulating powers in single body
Hamilton warns that if the Constitution is not adopted, progressive augmentation of Congressional power could result in accumulated sovereignty in a single body, creating tyranny.
- 82Identification of Confederation's lack of popular ratification
Hamilton argues that the Confederation rests only on state legislature consent, not popular consent, making it subject to questions of validity and even claims of legislative repeal.
- 83Argument for necessity of popular consent foundation
Hamilton contends that national government must rest on consent of the people directly, not state legislatures, to have solid and legitimate foundation.